Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nicolai is a registered representative with Capital One Securities, Inc. Andrew is licensed to sell securities in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Andrew has been in the securities industry since January 22, 2021, and holds the Series 63, Series 79TO, and SIE exams. Andrew is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/23/2021 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 07/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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