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Andrew Charles McAteer

Kroll Securities LLC

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About Andrew Charles McAteer

Andrew McAteer is a financial professional with experience in the securities industry. Andrew has a Series 79TO, Series 82TO and Series 63 license. Andrew is currently registered with Kroll Securities LLC and has been in the industry since June 2021. Andrew previously worked at Hollister Associates, LLC in Boston, MA. Andrew is registered with the following states: California, Connecticut, Massachusetts, New York, and Texas.

Firm Information

Andrew McAteer is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew McAteer’s Registration & Firm History

IL

07/14/2022 - Present

Kroll Securities LLC (CHICAGO IL)

MA

06/14/2021 - 07/01/2022

HOLLISTER ASSOCIATES, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 06/24/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2021

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 06/12/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Charles McAteer.
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