Unclaimed
Andrew Charles Lavoie is a registered representative with Park Avenue Securities LLC. Andrew has been in the financial industry since February 9, 2012. Andrew has a Series 7, 57, 63, and 66 license and has been registered with the state of New York since January 6, 2023. Andrew also has a Series 63 license and is registered in Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, and West Virginia. Andrew has previously worked with Tradition Securities and Derivatives Inc. and TFS Derivatives Corporation. Andrew is a member of the firm's Financial Planning and Investment Management teams. Andrew is a licensed life and health insurance producer in the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/09/2024 - Present
Park Avenue Securities LLC (RIDGEFIELD CT)
NY
03/31/2016 - 04/16/2018
TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)
NY
09/10/2007 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BOTH
Issued 10/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/02/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2017
Series 57 - Securities Trader Exam
BC
Issued 09/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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