Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Davies is a financial advisor with over 14 years of experience in the financial services industry. Andrew is currently registered with Morgan Stanley. Andrew has a Series 7 and Series 63 license and has previously worked with E*TRADE Securities LLC, BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC, RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC., and TD AMERITRADE, INC. Andrew is dedicated to providing personalized financial advice and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/05/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
04/10/2015 - 09/05/2023
E*TRADE SECURITIES LLC (New York NY)
NY
01/28/2013 - 06/24/2013
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (EDGEWOOD NY)
NY
08/09/2007 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (LAKE SUCCESS NY)
NJ
04/20/2007 - 07/13/2007
TD AMERITRADE, INC. (JERSEY CITY NJ)
BC
Issued 06/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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