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Andrew Charles Cox

Lazard Freres & Co. LLC

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About Andrew Charles Cox

Andrew Cox is a financial advisor with Lazard Freres & Co. LLC. Andrew has been working in the financial services industry since 2016. Prior to joining Lazard Freres & Co. LLC, Andrew was employed by Stifel, Nicolaus & Company, Incorporated, Eaton Partners, LLC and BA Securities, LLC. Andrew holds the Series 7, Series 63 and SIE licenses. Andrew is registered in New York.

Firm Information

Andrew Cox is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Cox’s Registration & Firm History

NY

06/06/2019 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NA

03/29/2018 - 06/20/2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED (London W1J 0DS )

NA

04/26/2018 - 05/03/2018

EATON PARTNERS, LLC (London )

NA

09/22/2017 - 03/29/2018

EATON PARTNERS, LLC (London W1J 0DS )

NA

02/20/2016 - 07/14/2017

BA SECURITIES, LLC (London )

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Licenses & Designations

BC

Issued 02/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Charles Cox.
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