Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bauer is a financial advisor with over 28 years of experience in the industry. Andrew has a wide range of experience, having worked with firms such as Commonwealth Financial Network, VOYA Financial Advisors, Inc., ING Financial Advisors, LLC, Financial Network Investment Corporation, Aetna Financial Services, Inc., and Aetna Investment Services, Inc. Andrew is currently registered with Cambridge Investment Research Advisors, Inc. and holds several licenses and certifications, including Series 6, 7, 63, and 65. He is also a Certified Financial Planner. Andrew specializes in providing financial planning services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
09/05/2024 - Present
Cambridge Investment Research Advisors, Inc. (Longmeadow MA)
CT
08/04/2017 - 07/03/2024
COMMONWEALTH FINANCIAL NETWORK (Cromwell CT)
CT
01/03/2011 - 08/09/2017
VOYA FINANCIAL ADVISORS, INC. (CROMWELL CT)
CT
06/21/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CA
07/30/1999 - 12/31/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
06/18/1997 - 01/12/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
12/14/1994 - 01/12/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 04/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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