Unclaimed
Andrew Chan is a financial professional with over 10 years of experience in the securities industry. Andrew Chan is currently registered with TP Icap Global Markets Americas LLC. Andrew Chan holds the Series 99 and SIE licenses. Andrew Chan's previous employers include ICAP Securities USA LLC and BrokerTec Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/27/2012 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NY
08/27/2012 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
08/27/2012 - 12/21/2016
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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