Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Chan is an active broker-dealer and investment advisor representative. He is currently registered with Citigroup Global Markets Inc. in New York, New Jersey and California. Andrew has been in the industry since 1992 and has previously worked at Citigroup Global Markets Inc., UBS PaineWebber Inc., Dean Witter Reynolds Inc., Rickel & Associates, Inc. and PaineWebber Incorporated. He has a wide range of experience and expertise in the financial services industry. Andrew provides a variety of services including portfolio management for individuals, portfolio management for businesses, financial planning, pension consulting, selection of other advisers, publication of periodicals and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
04/11/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
01/09/1998 - 04/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/28/1997 - 12/02/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/28/1996 - 02/04/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NJ
06/28/1993 - 04/08/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/14/1992 - 05/28/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
IA
Issued 10/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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