Unclaimed
Andrew Baum is a financial advisor with Dimensional Fund Advisors LP. Andrew has been in the industry since 2013. Andrew is registered as a Registered Representative with Dimensional Fund Advisors LP in Texas and North Carolina. Andrew holds the following licenses: Series 7, Series 55, Series 52, Series 63, and SIE. Andrew is a Chartered Financial Analyst. Andrew is a Board Member and Treasurer for the CFA Society North Carolina. Andrew is an active advisor registered with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
07/20/2018 - Present
Dimensional Fund Advisors LP (AUSTIN TX)
NY
08/27/2013 - 05/07/2018
MORGAN STANLEY (NEW YORK NY)
BC
Issued 09/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/03/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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