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Andrew Cary

Pershing LLC

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About Andrew Cary

Andrew Cary is a financial advisor with over 16 years of experience in the industry. Andrew is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey and New York. Andrew has held previous positions at Fidelity Brokerage Services LLC, AmeriVet Securities, Inc., IFS Securities, CG Capital Markets, LLC, BIC Distributors, LLC, Academy Securities, Inc., Kota Global Securities Inc., Toussaint Capital Partners, LLC, Saratoga Capital Markets, MBSC Securities Corporation, Sterne, Agee & Leach, Inc., Banc of America Securities LLC, Carolina Capital Markets, Inc., DebtTraders, Inc., and Bear, Stearns & Co. Inc. Andrew holds Series 7, 63, 65, 52TO, 99TO, and SIE licenses.

Firm Information

Andrew Cary is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Cary’s Registration & Firm History

NJ

01/12/2024 - Present

Pershing LLC (JERSEY CITY NJ)

NH

06/08/2022 - 11/08/2022

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

NY

05/14/2019 - 10/07/2021

AMERIVET SECURITIES, INC. (NEW YORK NY)

NY

09/11/2017 - 03/25/2019

IFS SECURITIES (New York NY)

NY

08/16/2016 - 01/27/2017

CG CAPITAL MARKETS, LLC (New York NY)

AZ

04/07/2016 - 08/19/2016

BIC DISTRIBUTORS, LLC (PHOENIX AZ)

NY

08/15/2014 - 12/04/2014

ACADEMY SECURITIES, INC. (New York NY)

NY

09/18/2012 - 05/09/2013

KOTA GLOBAL SECURITIES INC. (NEW YORK NY)

NJ

04/14/2011 - 09/05/2012

TOUSSAINT CAPITAL PARTNERS, LLC (FREEHOLD NJ)

NY

06/08/2009 - 08/23/2010

SARATOGA CAPITAL MARKETS (NEW YORK NY)

NY

07/10/2007 - 03/25/2008

MBSC SECURITIES CORPORATION (NEW YORK NY)

NY

05/24/2006 - 11/17/2006

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

05/10/2005 - 06/13/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NC

09/10/2004 - 03/24/2005

CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)

NY

06/02/2003 - 05/17/2004

DEBTTRADERS, INC. (NEW YORK NY)

NY

04/15/1998 - 12/04/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/20/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/19/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Andrew Cary. Review regulatory record here.
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