Unclaimed
Andrew Cary is a financial advisor with over 16 years of experience in the industry. Andrew is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey and New York. Andrew has held previous positions at Fidelity Brokerage Services LLC, AmeriVet Securities, Inc., IFS Securities, CG Capital Markets, LLC, BIC Distributors, LLC, Academy Securities, Inc., Kota Global Securities Inc., Toussaint Capital Partners, LLC, Saratoga Capital Markets, MBSC Securities Corporation, Sterne, Agee & Leach, Inc., Banc of America Securities LLC, Carolina Capital Markets, Inc., DebtTraders, Inc., and Bear, Stearns & Co. Inc. Andrew holds Series 7, 63, 65, 52TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/12/2024 - Present
Pershing LLC (JERSEY CITY NJ)
NH
06/08/2022 - 11/08/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NY
05/14/2019 - 10/07/2021
AMERIVET SECURITIES, INC. (NEW YORK NY)
NY
09/11/2017 - 03/25/2019
IFS SECURITIES (New York NY)
NY
08/16/2016 - 01/27/2017
CG CAPITAL MARKETS, LLC (New York NY)
AZ
04/07/2016 - 08/19/2016
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
NY
08/15/2014 - 12/04/2014
ACADEMY SECURITIES, INC. (New York NY)
NY
09/18/2012 - 05/09/2013
KOTA GLOBAL SECURITIES INC. (NEW YORK NY)
NJ
04/14/2011 - 09/05/2012
TOUSSAINT CAPITAL PARTNERS, LLC (FREEHOLD NJ)
NY
06/08/2009 - 08/23/2010
SARATOGA CAPITAL MARKETS (NEW YORK NY)
NY
07/10/2007 - 03/25/2008
MBSC SECURITIES CORPORATION (NEW YORK NY)
NY
05/24/2006 - 11/17/2006
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
05/10/2005 - 06/13/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NC
09/10/2004 - 03/24/2005
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
NY
06/02/2003 - 05/17/2004
DEBTTRADERS, INC. (NEW YORK NY)
NY
04/15/1998 - 12/04/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 09/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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