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Andrew Carr Cordia

Barclays Capital Inc.

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About Andrew Carr Cordia

Andrew Cordia is a financial advisor with Barclays Capital Inc., registered with the state of New York. Andrew holds the Series 79 and SIE licenses. Andrew has been in the securities industry since August 2013.

Firm Information

Andrew Cordia is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Cordia’s Registration & Firm History

NY

08/06/2013 - Present

Barclays Capital Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Carr Cordia. Review regulatory record here.
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