Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bain is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC, based in Charlotte, NC. Andrew has been working in the financial services industry since 1999. Andrew is registered with the state of North Carolina as both a broker and an investment advisor representative. Andrew is a registered representative of FINRA and a member of the Securities Industry and Financial Markets Association (SIFMA). Andrew has passed the Series 6, 7, 63 and 65 exams, as well as the Securities Industry Essentials Examination. Andrew specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/14/2005 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
MN
03/14/2005 - 08/23/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/14/2005 - 08/23/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
PA
12/03/1998 - 02/25/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 11/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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