Unclaimed
Andrew Hertzberg has been in the securities industry since January 28, 2014. Currently, Andrew Hertzberg is registered with Susquehanna Securities, LLC. Andrew has also been registered with Susquehanna Financial Group, LLLP, SAL Equity Trading, GP, G1 Execution Services, LLC, Susquehanna Capital Group, and Susquehanna Investment Group in the past. Andrew has passed five exams: Securities Trader Exam (Series 57TO), Securities Industry Essentials Examination (SIE), Limited Representative-Equity Trader Exam (Series 55), General Securities Representative Examination (Series 7), and Proprietary Trader Qualification Examination (Series 56).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/29/2014 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
02/04/2022 - 08/31/2023
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
PA
02/15/2022 - 08/08/2023
SAL EQUITY TRADING, GP (BALA CYNWYD PA)
PA
09/08/2020 - 02/04/2022
G1 EXECUTION SERVICES, LLC (bala cynwyd PA)
PA
02/26/2014 - 04/14/2015
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
06/05/2014 - 01/22/2015
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/29/2014
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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