Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Wilkin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Andrew has been in the financial industry for over 26 years. Andrew is a registered representative in 53 states. Andrew also holds Series 63, 66, 7 and SIE licenses. Andrew has worked with a variety of clients including individuals, corporations, investment companies, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Andrew has experience in providing a wide range of financial services including portfolio management, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
08/23/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
MA
08/01/2013 - 12/31/2013
MML INVESTORS SERVICES, LLC (HOLYOKE MA)
MA
03/12/2010 - 07/26/2013
NYLIFE SECURITIES LLC (WESTBOROUGH MA)
MA
11/19/2009 - 12/23/2009
AXA ADVISORS, LLC (WELLESLEY MA)
MA
01/01/2008 - 10/26/2009
WELLS FARGO ADVISORS, LLC (WORCESTER MA)
MA
03/12/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WORCESTER MA)
NY
11/14/1991 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/06/1990 - 10/04/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 10/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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