Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Rosenburgh is a financial advisor with over 30 years of experience in the industry. Andrew is currently registered with Wells Fargo Securities, LLC and is a principal in the firm. Prior to joining Wells Fargo, Andrew held positions at Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Lehman Brothers Inc. Andrew has a wide range of experience in the financial services industry and holds numerous licenses and registrations, including Series 7, 24, 26, 39, and 63. Andrew is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/22/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/30/1994 - 03/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/03/2000 - 09/27/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
08/24/1992 - 07/06/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/22/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/22/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 06/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/22/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 03/22/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/22/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/22/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/22/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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