Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew C. Rice is a financial advisor who is registered with PFS Investments Inc.. Andrew has over 9 years of experience in the financial services industry. He has a Series 6, 7, 63, and 65 licenses. He has worked with Thrivent Investment Management Inc, Park Avenue Securities LLC, and PFS Investments Inc. in the past. Andrew is currently registered with the state of New Jersey and New York. He provides financial advice to individuals, corporations, and charitable organizations. Andrew also has experience working with the investment products of investment companies. His areas of expertise include portfolio management, financial planning, and investment advice. Andrew has also received compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. for referrals of home security and automation products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
09/14/2015 - Present
PFS Investments Inc. (SARASOTA FL)
NJ
09/23/2014 - 01/26/2015
THRIVENT INVESTMENT MANAGEMENT INC. (MONTVALE NJ)
NJ
04/07/2014 - 09/18/2014
PARK AVENUE SECURITIES LLC (PARAMUS NJ)
NJ
08/15/2013 - 12/23/2013
PFS INVESTMENTS INC. (HASBROUCK HEIGHTS NJ)
IA
Issued 10/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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