Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Phillips is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Andrew has over 10 years of experience in the financial services industry. Andrew specializes in providing investment advisory services to individuals, families, and businesses. Andrew has earned the Series 7TO, Series 66, and SIE licenses. Andrew also holds a Series 66 license, which qualifies Andrew to provide investment advice in Maryland. Prior to joining Merrill Lynch, Andrew worked at Truist Investment Services, Inc. and First National Bank of PA. Andrew is dedicated to providing clients with personalized financial advice and solutions that help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/19/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
MD
02/14/2023 - 10/10/2023
TRUIST INVESTMENT SERVICES, INC. (ANNAPOLIS MD)
BOTH
Issued 04/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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