Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew C. Gorgone is a financial professional with over 10 years of experience in the industry. Andrew is currently registered with Bain Capital Distributors, LLC, a broker-dealer, and is licensed in all 50 states and several U.S. territories. Andrew previously held positions at ARES INVESTOR SERVICES LLC, WELLS FARGO PRIME SERVICES, LLC, and WELLS FARGO SECURITIES, LLC. Andrew holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/14/2022 - Present
Bain Capital Distributors, LLC (BOSTON MA)
NY
05/02/2016 - 03/18/2022
ARES INVESTOR SERVICES LLC (NEW YORK NY)
NY
07/06/2012 - 05/03/2016
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NY
01/26/2016 - 04/07/2016
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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