Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bryan Katz is a financial advisor with Prospera Financial Services, Inc. Andrew has been in the industry since April 3, 1983. Andrew is registered with the state of Pennsylvania and has passed a number of exams including the Series 63, 65, 7, SIE and 99TO. Andrew has prior experience with Smith Barney, Harris Upham & Co., Incorporated, Kidder, Peabody & Co. Incorporated and First Jersey Securities, Inc. Andrew's specializations include, among others, investment planning, retirement planning, insurance and estate planning. Andrew's firm, Prospera Financial Services, Inc., has offices in Duncanville, PA and Lake Ariel, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
PA
06/05/2007 - Present
Prospera Financial Services, Inc. (DUNCANVILLE PA)
NY
08/19/1994 - 09/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
04/14/1988 - 02/07/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/23/1985 - 05/11/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
09/24/1982 - 08/28/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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