Unclaimed
Andrew Bright Vernon is a financial professional with over six years of experience in the financial services industry. Andrew is currently registered with Goldman Sachs & Co. LLC and has held previous roles at WELLS FARGO SECURITIES, LLC. Andrew specializes in investment banking and has a strong understanding of the securities industry. Andrew holds Series 79, Series 79TO, SIE and Series 63 licenses and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Andrew is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
TX
09/30/2022 - Present
Goldman Sachs & Co. LLC (Dallas TX)
TX
10/15/2015 - 05/17/2016
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 12/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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