Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Watkins is a financial advisor who has been in the industry since 2011. Currently, Andrew is registered with Principal Securities, Inc. and is located in Charlotte, NC. Andrew has prior experience with WELLS FARGO CLEARING SERVICES, LLC, AMERITAS INVESTMENT CORP., and FIRST INVESTORS CORPORATION. Andrew holds Series 6, 7TO, 63, and SIE licenses and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
04/22/2021 - Present
Principal Securities, Inc. (Charlotte NC)
NC
12/11/2014 - 04/08/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
01/24/2012 - 07/07/2014
AMERITAS INVESTMENT CORP. (CORNELIUS NC)
NC
08/03/2010 - 01/17/2012
FIRST INVESTORS CORPORATION (CHARLOTTE NC)
BC
Issued 08/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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