Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Brian Ward is a financial professional with over 9 years of experience in the industry. Andrew is currently registered with Wells Fargo Securities, LLC and is licensed in North Carolina. Andrew's career in financial services started at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and then moved to J.P. MORGAN SECURITIES LLC before joining Wells Fargo Securities, LLC. Andrew is licensed to sell a variety of investment products, including securities, commodities, and variable contracts. Andrew holds the Series 3, 4, 6, 7, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/08/2016 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
09/16/2015 - 01/06/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
IL
05/30/2013 - 07/08/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BC
Issued 06/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2020
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2018
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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