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Andrew Brian Rivas

Deutsche Bank Securities Inc.

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About Andrew Brian Rivas

Andrew Brian Rivas is an experienced financial professional with over 25 years of experience in the industry. Andrew has held positions at various financial institutions, including Smith Barney Inc., Prudential Securities Incorporated, and BT Alex. Brown Incorporated. Currently, Andrew is a registered representative at Deutsche Bank Securities Inc. Andrew holds several professional licenses and certifications, including the Series 7, Series 24, and Series 63 exams.

Firm Information

Andrew Rivas is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Andrew Rivas’s Registration & Firm History

NY

06/07/1999 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

MD

05/08/1998 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NY

07/25/1995 - 09/16/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

01/12/1995 - 06/06/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

10/03/1994 - 01/03/1995

MERIDIAN, DUNHILL & CO., INC.

NY

07/18/1994 - 10/03/1994

DUNHILL EQUITIES, INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 07/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Brian Rivas.
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