Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Brett Poulos is a financial advisor with RBC Capital Markets, LLC and has been in the financial industry since March 27, 1994. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 31, and Series 63 license. Andrew also holds a Series 65 license, which allows him to provide investment advisory services. Andrew previously worked at Ferris, Baker Watts, LLC, Johnston, Lemon & Co. Incorporated, and Olde Discount Corporation. Andrew's specialties include providing financial planning, pension consulting, and portfolio management services to high-net-worth individuals, corporations, and other institutions. Andrew also offers educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/05/2015 - Present
RBC Capital Markets, LLC (ROCKVILLE MD)
MD
02/19/1999 - 03/13/2009
FERRIS, BAKER WATTS, LLC (ROCKVILLE MD)
DC
11/01/1994 - 02/19/1999
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
MI
03/28/1994 - 11/12/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 08/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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