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Andrew Brady O'Connell

National Financial Services LLC

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About Andrew Brady O'Connell

Andrew Brady O'Connell is a financial professional with over 20 years of experience in the industry. Andrew currently works at National Financial Services LLC and Fidelity Brokerage Services LLC. Andrew has a strong background in the financial services industry, holding licenses for securities and investment company products. Andrew has held various positions at different firms throughout their career, including Fidelity Distributors Company LLC, Fidelity Investments Institutional Services Company, Inc., and currently holds registrations in Illinois, Massachusetts, New Jersey, Pennsylvania, and Rhode Island.

Firm Information

Andrew O'Connell is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew O'Connell’s Registration & Firm History

MA

02/08/2016 - Present

National Financial Services LLC (BOSTON MA)

MA

04/17/2019 - 08/09/2023

FIDELITY DISTRIBUTORS COMPANY LLC (BOSTON MA)

RI

06/24/2009 - 04/12/2011

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

04/23/1997 - 10/24/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2009

Series 7 - General Securities Representative Examination

BC

Issued 04/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Brady O'Connell.
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