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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Cundiff is an investment advisor representative associated with Wells Fargo Clearing Services, LLC. Andrew has been in the financial services industry since December 1996. Andrew's current registrations include state of Alabama and Texas. Andrew has been associated with Wells Fargo Clearing Services, LLC since June 2020. Prior to that, Andrew was employed by UBS Financial Services Inc. from November 2008 to July 2020 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from December 1996 to November 2008. Andrew has passed the Series 63, Series 65, Series 7, Series 9 and Series 10 exams. Andrew also holds an active IA registration in Texas. Andrew has been a board member of Samford University since June 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
06/16/2020 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
11/11/2008 - 07/09/2020
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
AL
12/24/1996 - 11/13/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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