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Andrew Bernard Gunning

Ameritas Investment Company, LLC

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About Andrew Bernard Gunning

Andrew Bernard Gunning is a financial advisor who has been in the industry since 1998. He is currently registered with Ameritas Investment Company, LLC. Andrew has previously been registered with several other firms, including PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES LLC, HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., HARTFORD EQUITY SALES COMPANY INC., JOHN HANCOCK DISTRIBUTORS LLC, ROYAL ALLIANCE ASSOCIATES, INC., MANEQUITY, INC., and SCUDDER INVESTOR SERVICES, INC. Andrew holds the Series 6, Series 26, and Series 63 licenses. He is currently registered in New Hampshire.

Firm Information

Andrew Gunning is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Gunning’s Registration & Firm History

NE

09/23/2016 - Present

Ameritas Investment Company, LLC (LINCOLN NE)

MA

03/31/2015 - 09/02/2016

PARK AVENUE SECURITIES LLC (BOSTON MA)

MA

11/24/2010 - 03/31/2015

GUARDIAN INVESTOR SERVICES LLC (BOSTON MA)

MA

01/01/2009 - 03/24/2009

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (NORTH ANDOVER MA)

CT

10/30/2006 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

06/25/2002 - 07/24/2006

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

AZ

10/06/2000 - 07/13/2001

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MA

01/06/1998 - 05/15/2000

MANEQUITY, INC. (BOSTON MA)

NY

09/29/1993 - 01/08/1997

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Bernard Gunning.
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