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Andrew Berkery

Mizuho Securities USA LLC

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About Andrew Berkery

Andrew Berkery is a financial advisor with Mizuho Securities USA LLC. Andrew has been working in the financial industry since September 1994. Andrew is registered to provide investment advice in 52 states and is a FINRA registered representative. Andrew has experience working with various firms throughout their career, including RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Andrew Berkery is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Berkery’s Registration & Firm History

NY

04/02/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/22/2018 - 04/10/2024

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/01/2010 - 05/21/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/26/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

IL

09/20/2007 - 01/26/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BARRINGTON IL)

NY

01/28/2003 - 07/10/2007

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

09/15/1999 - 01/27/2003

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)

NY

07/07/1994 - 08/24/1998

WARBURG DILLON READ LLC (NEW YORK NY)

NY

07/01/1993 - 07/26/1994

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Berkery.
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