Unclaimed
Andrew Berger is a registered representative with Alps Distributors, Inc. in Bernardsville, New Jersey. Andrew has been in the securities industry since 1999. Andrew has also held previous positions with Foresters Financial Services, Inc., Prudential Investment Management Services LLC and AllianceBernstein Investment Research and Management, Inc.. Andrew is licensed to sell securities in New York. Andrew holds the following securities licenses: Series 6, Series 7, Series 26, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/11/2020 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
NJ
10/16/2013 - 11/05/2018
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
NJ
01/31/2007 - 08/15/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TN
06/15/1994 - 02/07/2006
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
BC
Issued 03/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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