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Andrew Berger

Alps Distributors, Inc.

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About Andrew Berger

Andrew Berger is a registered representative with Alps Distributors, Inc. in Bernardsville, New Jersey. Andrew has been in the securities industry since 1999. Andrew has also held previous positions with Foresters Financial Services, Inc., Prudential Investment Management Services LLC and AllianceBernstein Investment Research and Management, Inc.. Andrew is licensed to sell securities in New York. Andrew holds the following securities licenses: Series 6, Series 7, Series 26, Series 63 and SIE.

Firm Information

Andrew Berger is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Berger’s Registration & Firm History

NJ

12/11/2020 - Present

Alps Distributors, Inc. (BERNARDSVILLE NJ)

NJ

10/16/2013 - 11/05/2018

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

NJ

01/31/2007 - 08/15/2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

TN

06/15/1994 - 02/07/2006

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 03/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/12/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1995

Series 7 - General Securities Representative Examination

BC

Issued 06/14/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Berger.
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