Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Dorman is a registered investment advisor and securities representative with Stirlingshire Investments. Andrew has been in the financial services industry since 1984. Andrew has experience in portfolio management, financial planning, and educational seminars. Andrew holds Series 7, 9, 10, 24, 27, 52TO, 53, 63, 65, 79TO, 99TO, and SIE licenses. Andrew also holds a Series 4 license. Andrew is a registered representative in Indiana, New Jersey, and New York. Andrew is also a registered investment advisor in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/12/2023 - Present
Stirlingshire Investments (NEW YORK NY)
NY
05/03/2017 - 07/27/2022
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
06/01/2015 - 05/04/2017
FIRST STANDARD FINANCIAL COMPANY LLC (New York NY)
NY
03/02/2015 - 06/04/2015
ZEUS SECURITIES, INC (SMITHTOWN NY)
NY
12/26/2013 - 03/09/2015
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
10/03/2012 - 01/31/2014
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
01/20/2010 - 10/03/2012
BUCKMAN, BUCKMAN & REID, INC. (NEW YORK NY)
NY
03/07/2007 - 01/14/2010
MERCER CAPITAL LTD. (NEW YORK NY)
NY
02/27/2007 - 03/07/2007
ANDREW GARRETT INC. (NEW YORK NY)
NY
04/24/2006 - 02/28/2007
S.W. BACH & COMPANY (NEW YORK NY)
NJ
09/17/2003 - 04/21/2006
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NY
04/23/2001 - 09/16/2003
WINDHAM SECURITIES, INC. (NEW YORK NY)
NY
01/23/1998 - 04/17/2001
HD BROUS & CO., INC. (GREAT NECK NY)
NY
08/26/1997 - 01/09/1998
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
NJ
07/09/1992 - 08/07/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
OR
10/03/1991 - 06/30/1992
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
NY
10/17/1990 - 09/04/1991
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NJ
12/01/1986 - 06/20/1990
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NA
11/30/1984 - 10/15/1987
HELFER, BROUGHTON, INC.
NA
12/10/1985 - 12/12/1986
EQUITIES INTERNATIONAL SECURITIES, INC.
NA
11/03/1986 - 11/17/1986
AUSTIN, DAVENPORT ASSOCIATES, INC.
NA
05/06/1985 - 10/18/1985
MOSTEL & TAYLOR SECURITIES, INC.
NA
02/12/1985 - 05/31/1985
NIELSON AND CLARK INC.
NA
06/27/1983 - 11/27/1984
BUCKINGHAM SECURITIES, LTD.
NA
05/25/1983 - 06/04/1984
G. K. SCOTT & CO., INC.
IA
Issued 08/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/31/2013
Series 4 - Registered Options Principal Examination
BC
Issued 02/26/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/03/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/07/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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