Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Benjamin is a financial professional with over 10 years of experience in the industry. Andrew has a broad range of experience, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and B & B Securities, Inc. Andrew is currently registered with Houlihan Lokey Capital, Inc., and holds Series 7, 79, 63, 66, and SIE licenses. Andrew specializes in providing investment banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/10/2015 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
09/21/2010 - 04/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/17/2004 - 08/18/2004
B & B SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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