Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Baynes is a financial professional with over 6 years of experience in the industry. Andrew is currently registered with Fidelity Brokerage Services LLC and has held previous roles at Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Vanguard Marketing Corporation and Ameriprise Financial Services, Inc. Andrew holds Series 7, 7TO, 63, 66 and SIE licenses. Andrew is registered to provide securities and investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/14/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
AZ
09/07/2021 - 07/22/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
09/15/2015 - 04/07/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
09/20/2013 - 08/18/2015
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
NV
10/25/2012 - 07/25/2013
AMERIPRISE FINANCIAL SERVICES, INC. (LAS VEGAS NV)
BC
Issued 09/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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