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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Barry Lee is a financial advisor with over 20 years of experience in the industry. Andrew Barry Lee is currently registered with Wells Fargo Clearing Services, LLC in Maryland and Texas. Andrew Barry Lee has previously worked at UBS Financial Services Inc., Morgan Stanley, and Morgan Stanley & Co. Incorporated, among other firms. Andrew Barry Lee is also a registered investment advisor in Maryland and Texas. Andrew Barry Lee holds the Series 7, Series 31, and Series 66 licenses as well as the SIE exam. Andrew Barry Lee specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/15/2023 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
11/04/2013 - 11/24/2023
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MD
06/01/2009 - 11/15/2013
MORGAN STANLEY (BETHESDA MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
11/03/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BETHESDA MD)
DC
01/11/2001 - 11/07/2006
A. G. EDWARDS & SONS, INC. (WASHINGTON DC)
BOTH
Issued 02/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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