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Andrew Barron

National Financial Services LLC

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About Andrew Barron

Andrew Barron is a financial advisor with National Financial Services LLC, with over 20 years of experience in the industry. Andrew has a strong track record of success in providing clients with personalized financial advice. Andrew is dedicated to helping clients reach their financial goals.

Firm Information

Andrew Barron is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Barron’s Registration & Firm History

TX

11/20/2018 - Present

National Financial Services LLC (WESTLAKE TX)

TX

12/10/2008 - 10/01/2018

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

TX

01/21/2003 - 07/06/2007

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

RI

09/12/2001 - 12/31/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/11/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/10/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Barron.
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