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Andrew Barrett Ocain

T. Rowe Price Advisory Services, Inc.

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About Andrew Barrett Ocain

Andrew Barrett Ocain is a registered investment advisor representative with T. Rowe Price Advisory Services, Inc. in Colorado Springs, CO. Andrew has been in the financial services industry since 2014. Andrew has passed the Uniform Combined State Law Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Andrew is registered in 53 states and the District of Columbia. Andrew is also registered as an Investment Advisor Representative with the state of Colorado. Andrew provides financial planning and portfolio management services to individuals and corporations. Andrew has a professional background at T. Rowe Price and is also a co-owner and co-member of Nevis, LLC, a residential real estate investment company.

Firm Information

Andrew Ocain is currently registered with T. Rowe Price Advisory Services, Inc.. T. Rowe Price Advisory Services, Inc. is an investment advisor headquartered in OWINGS MILLS, MD. The firm has 52 investment adviser representatives and manages approximately $2,563,768,510 in regulatory assets under management. They provide financial planning and portfolio management for individuals and corporations.
T. Rowe Price Advisory Services, Inc.

4515 PAINTERS MILLS ROAD

OWINGS MILLS, MD 21117

$2.56B

Assets Under Management

Not reported

Total Clients

415

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d

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Andrew Ocain’s Registration & Firm History

CO

05/20/2014 - Present

T. Rowe Price Advisory Services, Inc. (COLORADO SPRINGS CO)

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Licenses & Designations

BOTH

Issued 05/19/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/01/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Barrett Ocain.
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