Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Banks is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Andrew has been in the industry since 1983 and is registered in multiple states including Florida, Texas, and New York. Andrew's experience includes working for firms such as UBS Financial Services Inc. and Citigroup Global Markets Inc. Andrew is also a co-trustee of a family trust. Andrew focuses on investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/26/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NAPLES FL)
FL
09/10/2010 - 09/23/2022
WELLS FARGO CLEARING SERVICES, LLC (FORT LAUDERDALE FL)
FL
06/10/2004 - 09/15/2010
UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)
NY
07/31/1993 - 07/01/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/05/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/04/1990 - 11/12/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/22/1987 - 06/15/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/23/1983 - 06/29/1987
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 09/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Banks is the right advisor for you? Invested Better is here to help.
