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Andrew Bain Rogers

Cetera Investment Advisers LLC

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About Andrew Bain Rogers

Andrew Bain Rogers is an investment advisor representative with Cetera Investment Advisers LLC. Andrew has been in the industry since 2002 and has experience with Morgan Stanley, Oppenheimer & Co. Inc. and Multi-Bank Securities, Inc. Andrew's office is located in Parks, AZ. Andrew is registered with the following states: Alabama, Arizona, California, Connecticut, Florida, Georgia, Idaho, Kansas, Maryland, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, South Carolina, Texas, Utah, Virginia and Washington. Cetera Investment Advisers LLC offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.

Firm Information

Andrew Rogers is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Rogers’s Registration & Firm History

AZ

08/05/2024 - Present

Cetera Investment Advisers LLC (Parks AZ)

FL

10/19/2010 - 08/13/2024

MORGAN STANLEY (Fort Lauderdale FL)

FL

03/15/2007 - 10/20/2010

OPPENHEIMER & CO. INC. (FORT LAUDERDALE FL)

FL

10/21/2004 - 03/15/2007

MULTI-BANK SECURITIES, INC. (FT. LAUDERDALE FL)

VA

09/29/2003 - 10/22/2004

COMMUNITY BANKERS SECURITIES, LLC (RICHMOND VA)

MI

07/18/2002 - 09/17/2003

CAMBRIDGE GROUP INVESTMENTS, LTD. (LANSING MI)

NY

03/12/2002 - 07/17/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 03/09/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Bain Rogers. Review regulatory record here.
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