Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew B. Strauss is a financial advisor with UBS Financial Services Inc. Andrew has been in the financial industry for over 20 years and has worked for firms like Morgan Stanley and Diversified Investors Securities Corp. Andrew is registered in 53 states and is a Series 66, Series 63, Series 7, and Series 6 licensed professional. Andrew is located in Weehawken, NJ and is available to serve clients with a variety of financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/18/2013 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
05/10/2010 - 02/28/2013
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 10/30/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
04/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/04/2002 - 02/03/2006
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BOTH
Issued 03/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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