Unclaimed
Andrew Austin Mall is a securities professional registered with the Securities and Exchange Commission (SEC) and FINRA. Andrew currently works for Robinhood Financial, LLC in Lake Mary, FL and previously worked for CHARLES SCHWAB & CO., INC. in Orlando, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/29/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
09/01/2023 - 03/11/2024
CHARLES SCHWAB & CO., INC. (Orlando FL)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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