Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Atherton is a financial advisor with Houlihan Lokey Capital, Inc. based in San Francisco, California. He has over 15 years of experience in the industry. Andrew has a strong track record of success in investment banking and securities. His experience spans a variety of financial institutions including RBC Capital Markets, LLC, Union Square Advisors LLC, and Shattuck Hammond Partners LLC. Andrew holds Series 7, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/08/2024 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
CA
02/16/2016 - 07/25/2024
UNION SQUARE ADVISORS LLC (SAN FRANCISCO CA)
NY
11/08/2011 - 02/03/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
GA
06/01/2007 - 06/28/2007
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
NY
04/04/2005 - 06/13/2007
SHATTUCK HAMMOND PARTNERS LLC (NEW YORK NY)
BC
Issued 01/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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