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Andrew Arthur Pela

Lightspeed Financial Services Group LLC

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About Andrew Arthur Pela

Andrew Pela is a financial advisor who has been in the industry since 2006. He currently works for Lightspeed Financial Services Group LLC in Morristown, NJ. Andrew has experience working for several firms including Morgan Stanley, E*TRADE SECURITIES LLC, and Lightspeed Financial Services Group LLC. Andrew is licensed in New Jersey and holds several securities licenses including Series 3, Series 7, Series 24, and Series 66.

Firm Information

Andrew Pela is currently registered with Lightspeed Financial Services Group LLC. Lightspeed Financial Services Group LLC is a Limited Liability Company formed in August 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Pela’s Registration & Firm History

NJ

07/10/2023 - Present

Lightspeed Financial Services Group LLC (MORRISTOWN NJ)

NJ

03/09/2023 - 07/05/2023

MORGAN STANLEY (Jersey City NJ)

NJ

08/14/2006 - 07/05/2023

E*TRADE SECURITIES LLC (Jersey City NJ)

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Licenses & Designations

BOTH

Issued 04/17/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/15/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2017

Series 3 - National Commodity Futures Examination

BC

Issued 08/11/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Arthur Pela.
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