Unclaimed
Andrew Gast is a financial advisor with Fidelity Brokerage Services LLC. Andrew has been in the financial services industry for more than 7 years and has a Series 7, Series 63 and Series 66 licenses. Andrew holds licenses in 46 states and is a Registered Representative of Fidelity Brokerage Services LLC. Andrew has worked in the financial services industry since 2009. Before joining Fidelity Brokerage Services LLC, Andrew was employed by TD Ameritrade, Inc. and Thrivent Investment Management Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/16/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
10/01/2015 - 03/17/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
11/10/2009 - 11/05/2010
THRIVENT INVESTMENT MANAGEMENT INC. (OCEANSIDE CA)
BC
Issued 08/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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