Unclaimed
Andrew Ari Gitkin is a financial advisor registered with Leerink Partners LLC in San Francisco, California. Andrew has over 20 years of experience in the financial services industry. Andrew is licensed to sell securities in California. Andrew holds FINRA Series 7, 63, and 65 licenses, as well as the SIE and Series 99TO exams. Andrew previously worked at RAYMOND JAMES & ASSOCIATES, INC., PIPER JAFFRAY & CO., MOELIS & COMPANY LLC, UBS WARBURG LLC, PAINEWEBBER INCORPORATED, SALOMON SMITH BARNEY INC., and SALOMON BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/16/2024 - Present
Leerink Partners LLC (SAN FRANCISCO CA)
CA
06/07/2019 - 02/21/2024
RAYMOND JAMES & ASSOCIATES, INC. (Los Angeles CA)
CA
05/21/2013 - 06/03/2019
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
06/09/2011 - 05/14/2013
MOELIS & COMPANY LLC (LOS ANGELES CA)
NY
11/03/2000 - 04/08/2003
UBS WARBURG LLC (NEW YORK NY)
NJ
03/25/1999 - 11/03/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/01/1994 - 03/09/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/16/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/13/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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