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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Yanway Low is an active investment advisor representative with UBS Financial Services Inc. located in NEWPORT BEACH, CA. Andrew is a registered representative with FINRA. Andrew's experience in the financial industry spans over 20 years, starting with Salomon Smith Barney Inc. in 2000. Andrew has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNY Mellon Wealth Management. Andrew has passed several securities exams including Series 63, Series 65, Series 66, Series 7 and SIE. Andrew currently holds registrations in California, District of Columbia, Florida, Hawaii, Idaho, Minnesota, Montana, Nevada, New Hampshire, New Jersey, South Carolina, Texas and Wisconsin. Andrew can provide investment advice for individuals, businesses, investment companies, pooled investment vehicles, state and municipal government entities, charitable organizations, insurance companies and pension and profit-sharing plans. Andrew specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/13/2022 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
NY
02/04/2003 - 01/23/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/04/2000 - 08/28/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 10/31/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 1/4/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/1/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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