Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Allen Osby is a financial professional with over 20 years of experience in the securities industry. Andrew holds the Series 7, Series 24, Series 52TO, Series 53, and Series 66 licenses. He is a Registered Representative and Investment Adviser Representative for Brokers International Financial Services, LLC. Andrew has a long and distinguished career in the financial services industry. Previously, Andrew worked for Principal Securities, Inc. and Principal Funds Distributor, Inc. Andrew is dedicated to providing his clients with personalized financial advice and guidance. He is committed to helping his clients reach their financial goals. Andrew is a Chartered Financial Consultant and has a strong commitment to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
10/17/2016 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
IA
07/31/2000 - 10/18/2016
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
01/19/2007 - 01/10/2011
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BOTH
Issued 09/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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