Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Fries has been in the financial services industry since October 1989. Andrew is currently registered with Ameriprise Financial Services, LLC. Andrew has a background in providing financial services to individuals, families, trusts, estates, charitable organizations, insurance companies, pension and profit-sharing plans, and corporations or other businesses. Andrew is a Registered Representative (Series 66, 63) and a Principal (Series 53, 4, 24) and holds the SIE designation. Andrew also has experience as a General Securities Representative (Series 7), a Municipal Securities Representative (Series 52TO), a National Commodity Futures Representative (Series 3), and has held registrations in 18 states and is active in Michigan as a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
08/21/2023 - Present
Ameriprise Financial Services, LLC (Jackson MI)
MI
01/05/1994 - 11/06/2023
COMERICA SECURITIES (JACKSON MI)
WI
02/10/1994 - 03/17/1994
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
IL
03/22/1990 - 01/04/1994
TRANSMARKET GROUP, INC. (CHICAGO IL)
NA
12/20/1988 - 05/30/1989
SHELTER ROCK SECURITIES CORP.
BOTH
Issued 05/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/31/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/20/1992
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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