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Andrew Alan Waggoner

American Fidelity Securities, Inc.

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About Andrew Alan Waggoner

Andrew Alan Waggoner is a registered representative with American Fidelity Securities, Inc. located in Oklahoma City, Oklahoma. Andrew has been in the financial services industry since 2014. Andrew has held positions at multiple firms including, ALLSTATE FINANCIAL SERVICES, LLC, BATES SECURITIES, INC. and VALIC FINANCIAL ADVISORS, INC. Andrew is licensed in Iowa and Oklahoma.

Firm Information

Andrew Waggoner is currently registered with American Fidelity Securities, Inc.. American Fidelity Securities, Inc. is a Corporation formed in August 1969 and is approved to operate in 27 states and the District of Columbia. It has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

393

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Waggoner’s Registration & Firm History

OK

06/13/2024 - Present

American Fidelity Securities, Inc. (OKLAHOMA CITY OK)

HI

11/02/2023 - 05/08/2024

ALLSTATE FINANCIAL SERVICES, LLC (Ewa Beach HI)

IL

07/22/2021 - 11/02/2023

BATES SECURITIES, INC. (QUINCY IL)

IL

08/06/2020 - 07/16/2021

VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)

IL

05/04/2017 - 09/05/2019

BATES SECURITIES, INC. (QUINCY IL)

IL

09/23/2015 - 02/17/2017

MSI FINANCIAL SERVICES, INC. (QUINCY IL)

IL

10/09/2014 - 09/14/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (QUINCY IL)

IL

08/27/2014 - 10/22/2014

METLIFE SECURITIES INC. (QUINCY IL)

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Licenses & Designations

BOTH

Issued 08/13/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Alan Waggoner. Review regulatory record here.
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