Unclaimed
Andrew Alan Waggoner is a registered representative with American Fidelity Securities, Inc. located in Oklahoma City, Oklahoma. Andrew has been in the financial services industry since 2014. Andrew has held positions at multiple firms including, ALLSTATE FINANCIAL SERVICES, LLC, BATES SECURITIES, INC. and VALIC FINANCIAL ADVISORS, INC. Andrew is licensed in Iowa and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
06/13/2024 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
HI
11/02/2023 - 05/08/2024
ALLSTATE FINANCIAL SERVICES, LLC (Ewa Beach HI)
IL
07/22/2021 - 11/02/2023
BATES SECURITIES, INC. (QUINCY IL)
IL
08/06/2020 - 07/16/2021
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
05/04/2017 - 09/05/2019
BATES SECURITIES, INC. (QUINCY IL)
IL
09/23/2015 - 02/17/2017
MSI FINANCIAL SERVICES, INC. (QUINCY IL)
IL
10/09/2014 - 09/14/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (QUINCY IL)
IL
08/27/2014 - 10/22/2014
METLIFE SECURITIES INC. (QUINCY IL)
BOTH
Issued 08/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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