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Andrew Abbot Thompson

Charles Schwab & CO., Inc.

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About Andrew Abbot Thompson

Andrew Abbot Thompson is a financial professional with over 27 years of experience in the industry. He is currently registered with Charles Schwab & Co., Inc. and specializes in Financial Planning, portfolio management for individuals, and selection of other advisors. Andrew has a strong track record of providing personalized financial advice and investment solutions to meet the individual needs of clients. He is committed to helping clients achieve their financial goals and has a proven track record of success.

Firm Information

Andrew Thompson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Andrew Thompson’s Registration & Firm History

MA

12/21/2007 - Present

Charles Schwab & CO., Inc. (Chestnut Hill MA)

MA

02/06/2004 - 09/07/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WAKEFIELD MA)

MA

12/01/1995 - 11/21/2003

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

12/01/1995 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 05/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/30/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Abbot Thompson.
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