Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Serafini is a financial advisor with over 38 years of experience in the financial services industry. Andrew is currently registered with LPL Financial LLC and is licensed to provide financial advice in 22 states. Andrew has a strong background in investment management and financial planning, and is committed to providing clients with personalized financial solutions. Prior to joining LPL Financial LLC, Andrew was employed by WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC, COMMONWEALTH FINANCIAL NETWORK, SII INVESTMENTS, INC., FSC SECURITIES CORPORATION, LINCOLN INVESTMENT PLANNING, INC., BUTCHER & SINGER INC., and VAN KAMPEN MERRITT INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
08/02/2021 - Present
LPL Financial LLC (HAGERSTOWN MD)
MN
08/13/2021 - 08/05/2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MD
11/07/2008 - 08/02/2021
COMMONWEALTH FINANCIAL NETWORK (HAGERSTOWN MD)
MD
05/15/2003 - 11/12/2008
SII INVESTMENTS, INC. (HAGERSTOWN MD)
GA
11/18/1992 - 05/16/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
PA
06/01/1990 - 11/23/1992
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
NA
06/26/1985 - 06/06/1990
BUTCHER & SINGER INC.
NA
10/04/1984 - 07/03/1985
VAN KAMPEN MERRITT INC.
BC
Issued 07/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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