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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Bragg is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Andrew Bragg holds the Series 7, Series 63, Series 65 and SIE licenses. Andrew Bragg has been a financial advisor since 2020. Andrew Bragg is registered to provide financial advice in the following states: Florida, Indiana, Kentucky, Michigan, Ohio, Pennsylvania, Texas and West Virginia. Andrew Bragg has been employed by Merrill Lynch, Pierce, Fenner & Smith Inc. since 2022. Andrew Bragg's experience includes providing financial advice to individuals, businesses, insurance companies, pension and profit-sharing plans, charitable organizations, and high net worth individuals. Andrew Bragg offers a variety of financial advisory services, including portfolio management, financial planning, and investment management. Andrew Bragg's previous employers include VALIC Financial Advisors, Inc. and W&S Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTLAKE OH)
OH
09/08/2021 - 07/07/2022
VALIC FINANCIAL ADVISORS, INC. (COLUMBUS OH)
OH
07/07/2020 - 08/17/2021
W&S BROKERAGE SERVICES, INC. (INDEPENDENCE OH)
IA
Issued 09/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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